Date authorised
1 April 2013
Companies House
05022256
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Stables
    Elmhurst Business Park
    Park Lane
    Elmhurst
    Lichfield
    Staffs
    WS13 8EX
    UNITED KINGDOM
    Phone
    +4401543255628
  • Complaints Contact

    The Stables
    Elmhurst Business Park
    Park Lane
    Elmhurst
    Lichfield
    Staffs
    WS13 8EX
    UNITED KINGDOM
    Phone
    +4401543255628

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jayne Lloyd-Jones

    IRN JXL01500

    • SMF3 Executive Director (9 Dec 2019 to 13 Jun 2023)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Katie Anna Bonser

    IRN KXB00529

    • SMF16 Compliance Oversight (since 25 Jul 2023)
  • Mark Graham Botfield

    IRN MGB01091

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Susan Joy Bonser

    IRN SJB01513

    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (11 May 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.