Date authorised
1 April 2013
Companies House
OC308897
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Hooper's Court
    London
    SW3 1AF
    UNITED KINGDOM
    Phone
    +4402073957200
  • Complaints Contact

    One Hooper's Court
    London
    SW3 1AF
    UNITED KINGDOM
    Phone
    +4402073957200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lars Eric Bane

    IRN LEB01009

    • SMF27 Partner (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (16 May 2006 to 8 Dec 2019)
    • CF27 Investment Management (16 Dec 2004 to 31 Oct 2007)
  • Marc Geha

    IRN MXG00873

    • [FCA CF] Client dealing (since 1 Sep 2025)
  • Marco Mordehachvili

    IRN MXM00636

    • [FCA CF] Client dealing (2 Aug 2021 to 28 Feb 2025)
  • Mariia Pavlikhina

    IRN MXP00140

    • [FCA CF] Client dealing (since 10 Jan 2024)
  • Matthew Edward Todd

    IRN MET01043

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (7 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (9 Oct 2013 to 8 Dec 2019)
  • Matthias Sustek

    IRN MXS00708

    • [FCA CF] Client dealing (since 14 Jun 2021)
  • Michael Dean Wall

    IRN MDW01125

    • CF28 Systems and controls (25 Feb 2008 to 26 Jul 2017)
  • Mikael Karl Otto Brantberg

    IRN MXB02154

    • CF4 Partner (4 Jun 2010 to 31 Dec 2015)
    • CF30 Customer (16 Nov 2007 to 31 Dec 2015)
  • Nicolas Giauque

    IRN NXG01126

    • SMF1 Chief Executive (9 Dec 2019 to 31 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (24 Jul 2007 to 31 Oct 2007)
    • CF3 Chief Executive (24 Jul 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Dec 2004 to 21 Jan 2015)
    • CF11 Money Laundering Reporting (16 Dec 2004 to 8 Dec 2019)
    • CF4 Partner (16 Dec 2004 to 8 Dec 2019)
    • CF27 Investment Management (16 Dec 2004 to 31 Oct 2007)
  • Nicole Nagle

    IRN NXN00169

    • [FCA CF] Client dealing (since 20 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.