Faraday Underwriting Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Paul Norman Edward Ceurvorst
IRN PNC01014
- CF28 Systems and controls (16 May 2013 to 6 Mar 2016)
- CF3 Chief Executive (16 May 2013 to 15 Jan 2016)
- CF1 Director (11 Dec 2003 to 30 Apr 2016)
Peter Lutke-Bornefeld
IRN PXL01299
- CF2 Non Executive Director (25 Jul 2008 to 31 Mar 2010)
Peter Richard Taylor
IRN PRT01037
- CF1 Director (1 Dec 2001 to 31 Dec 2005)
Pietro Toffanello
IRN PXT01645
- SIMF1 Chief Executive Function (7 Mar 2016 to 1 Oct 2016)
- CF1 Director (15 Jan 2016 to 1 Oct 2016)
- CF3 Chief Executive (15 Jan 2016 to 6 Mar 2016)
Robert Chase MacKenzie
IRN RCM01047
- CF2 Non Executive Director (1 Dec 2001 to 25 Apr 2002)
Rolf Albert Wilhelm Tolle
IRN RAT01027
- CF1 Director (1 Dec 2001 to 28 Feb 2003)
Ross Dorner
IRN RXD00513
- [PRA CF] Key function holder (since 1 Aug 2023)
Simon Anthony John Ruffels
IRN SAR01052
- CF28 Systems and controls (22 Oct 2009 to 1 May 2012)
Simon George Houghton Tovey
IRN SGT01012
- Responsible for Insurance Mediation (14 Jan 2005 to 31 Aug 2010)
- CF1 Director (1 Dec 2001 to 31 Aug 2010)
Simon Roger French
IRN SRF01058
- CF10 Compliance Oversight (23 Jan 2014 to 21 May 2014)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.