Date authorised
10 April 2018
Companies House
10955079
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Faraday
    55 Mark Lane
    London
    City Of London
    EC3R 7NE
    UNITED KINGDOM
    Phone
    +442077023333
  • Complaints Contact

    Faraday
    55 Mark Lane
    London
    City Of London
    EC3R 7NE
    UNITED KINGDOM
    Phone
    +442077023333

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew D'Arcy

    IRN AXD01890

    • CF2 Non Executive Director (16 Jul 2019 to 8 Dec 2019)
    • CF3 Chief Executive (10 Apr 2018 to 1 May 2019)
    • CF8 Apportionment and Oversight (10 Apr 2018 to 1 May 2019)
    • CF1 Director (10 Apr 2018 to 1 May 2019)
  • Charles Frederick Glaisher

    IRN CFG01018

    • CF29 Significant management (10 Apr 2018 to 8 Dec 2019)
  • Christopher Frederick Escott Thorne

    IRN CFT01026

    • SMF3 Executive Director (9 Dec 2019 to 14 Jul 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Jul 2023)
    • CF1 Director (10 Apr 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (10 Apr 2018 to 30 Sep 2018)
  • Gerald Lynch

    IRN GXL00303

    • [PRA CF] Key function holder (since 1 Apr 2024)
  • James Matthew Staab

    IRN JMS01517

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (10 Apr 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Apr 2018 to 8 Dec 2019)
  • Jason Alexander Bond

    IRN JAB01618

    • CF28 Systems and controls (10 Apr 2018 to 8 Dec 2019)
  • Kevin James Harker

    IRN KJH01153

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (10 Apr 2018 to 8 Dec 2019)
  • Michael Christopher Hosking

    IRN MCH01147

    • CF28 Systems and controls (10 Apr 2018 to 8 Dec 2019)
  • Michaela Hannemann

    IRN MXH00355

    • Responsible for Insurance Distribution (27 Apr 2021 to 9 Jul 2021)
    • SMF3 Executive Director (27 Apr 2021 to 9 Jul 2021)
  • Paul Blight

    IRN PXB00617

    • SMF3 Executive Director (since 7 Nov 2023)
    • Responsible for Insurance Distribution (since 7 Nov 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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