Family Assurance Friendly Society Limited
- FRN
- 110067
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Family Assurance Friendly Society Ltd15-18 West StreetBrightonBrighton And HoveBN1 2RLUNITED KINGDOM- Phone
- +4403448920920
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Complaints Contact
Family Assurance Friendly Society Ltd15-18 West StreetBrightonBrighton And HoveBN1 2RLUNITED KINGDOM- Phone
- +4403448920920
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Life and annuity, Linked long-term, Pension fund management, Permanent health
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Stockbroking
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Issues Insurance
For All, Life and annuity, Linked long-term, Permanent health
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Runs Personal Pensions
For Personal pension scheme
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Arif Ahmad
IRN AXA53621
- [FCA CF] Significant management (since 1 Jul 2019)
- [FCA CF] Material risk taker (26 Feb 2021 to 28 Feb 2023)
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Arthur Paul Bridgwater
IRN AXB67200
- [FCA CF] Material risk taker (since 9 Nov 2020)
- [FCA CF] Significant management (since 9 Nov 2020)
- [FCA CF] Significant management (10 Dec 2018 to 21 May 2019)
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Barbara Emmett
IRN BXE67195
- [FCA CF] Significant management (10 Dec 2018 to 21 May 2019)
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Barry Peter Chambers
IRN BXC01156
- CF17 Significant Mgt (Other Business Operations) (8 Aug 2002 to 30 Nov 2002)
- CF1 Director (1 Dec 2001 to 8 Aug 2002)
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Benjamin James Mizen
IRN BXM00451
- [FCA CF] Significant management (since 5 Jun 2024)
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Benjamin Mark Montague
IRN BXM57280
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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Bernard John White
IRN BJW00013
- [PRA CF] Significant risk taker or Material risk taker (1 Aug 2021 to 31 Mar 2025)
- [FCA CF] Significant management (10 Dec 2018 to 31 Mar 2025)
- [FCA CF] Material risk taker (10 Dec 2018 to 31 Mar 2025)
- [FCA CF] Manager of certification employee (10 Dec 2018 to 31 Jul 2021)
- [FCA CF] Client dealing (10 Dec 2018 to 31 Jul 2021)
- CF29 Significant management (1 Nov 2007 to 7 Mar 2016)
- Responsible for Insurance Mediation (14 Jan 2005 to 7 Mar 2016)
- CF17 Significant Mgt (Other Business Operations) (5 Aug 2002 to 31 Oct 2007)
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Beth Tait
IRN BXP01224
- SMF18 Other Overall Responsibility (since 26 Mar 2024)
- [FCA CF] Manager of certification employee (1 Dec 2023 to 8 Jan 2025)
- [FCA CF] Material risk taker (1 Sep 2023 to 8 Jan 2025)
- [FCA CF] Significant management (1 Sep 2023 to 8 Jan 2025)
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Brian Roger Francis
IRN BRF00005
- CF21 Investment Adviser (18 Mar 2002 to 26 Jun 2002)
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Cara Ann Whatford
IRN CAW01144
- [FCA CF] Manager of certification employee (since 1 Aug 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2021)
- [FCA CF] Material risk taker (since 26 Feb 2021)
- [FCA CF] Significant management (since 10 Dec 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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S G Mortgage Solutions Limited (no longer appointed)
FRN 408946 · Appointed 4 Feb 2009 · Until 26 Sep 2014
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Thomas Michael McIntegart (no longer appointed)
FRN 495946 · Appointed 4 Feb 2009 · Until 26 Sep 2014
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Littlewoods Retail Limited (no longer appointed)
FRN 211085 · Appointed 16 Apr 2002 · Until 23 Jan 2003
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Close Brothers Military Services Limited (no longer appointed)
FRN 206231 · Appointed 11 Jun 2001 · Until 19 May 2004
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Ecology Building Society (no longer appointed)
FRN 162090 · Appointed 31 Dec 1980 · Until 9 Apr 2002
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.