Date authorised
1 April 2013
Companies House
06012879
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    75-77 Colmore Row
    Birmingham
    B3 2AP
    ENGLAND
    Phone
    +441216797265
  • Complaints Contact

    4th Floor
    75-77 Colmore Row
    Birmingham
    B3 2AP
    ENGLAND
    Phone
    +441216797265

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harpinder Singh Dhaliwal

    IRN HSD01016

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (4 Apr 2007 to 30 Sep 2018)
    • CF1 Director (4 Apr 2007 to 8 Dec 2019)
  • Mark Robert William Goddard

    IRN MRG01103

    • CF1 Director (4 Apr 2007 to 30 Nov 2012)
    • CF8 Apportionment and Oversight (4 Apr 2007 to 31 Mar 2009)
  • Rohit Sharma

    IRN RXS01177

    • SMF3 Executive Director (since 1 May 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.