Falcon Commodity Markets Limited

Date authorised
1 August 2017
Companies House
09903865
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    86-90 Paul Street
    London
    Hackney
    EC2A 4NE
    UNITED KINGDOM
    Phone
    +4407793060198
    Web
    http://www.falconcommoditymarkets.com

  • Complaints Contact

    86-90 Paul Street
    London
    Hackney
    EC2A 4NE
    UNITED KINGDOM
    Phone
    +4407793060198

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julian Stuart Anstes

    IRN JSA01082

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2017 to 8 Dec 2019)
    • CF1 Director (1 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2017 to 8 Dec 2019)
  • Miles Jason Anstes

    IRN MXA03847

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Aug 2017 to 8 Dec 2019)
  • Patrick OXLEY

    IRN PXO01271

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Nov 2018 to 8 Dec 2019)
  • Ronald Harry Thor Foxon

    IRN RHF01032

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.