Fairstone Wealth Management Limited

• Principal Place of Business

  8 Camberwell Way

  Doxford International Business Park

  Sunderland

  SR3 3XN

  UNITED KINGDOM

  Phone

  +441915196000

  Web

  https://www.fairstone.co.uk

• Complaints Contact

  8 Camberwell Way

  Doxford International Business Park

  Sunderland

  SR3 3XN

  UNITED KINGDOM

  Phone

  +441915196000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

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  • · This permission is limited to Entering into regulated credit agreement as lender (excluding high-cost short-term credit, bill of sale loan agreement, and home-collected credit loan agreement) where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under a regulated credit agreement.

• Loan Servicing

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  • · This permission is limited to Entering into regulated credit agreement as lender (excluding high-cost short-term credit, bill of sale loan agreement, and home-collected credit loan agreement) where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under a regulated credit agreement.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Danielle Gregory

  IRN DXG00161

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Apr 2021)
  • [FCA CF] Client dealing (since 16 Apr 2021)
• David Andrew Mansell

  IRN DAM00041

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 14 May 2021)
  • [FCA CF] Client dealing (since 14 May 2021)
• David Mark Rossbach

  IRN DMR01148

  • CF30 Customer (14 Mar 2013 to 9 Jul 2013)
• David Martin James Hickey

  IRN DMH01154

  • SMF13 Chair of the Nominations Committee (since 9 Dec 2019)
  • SMF12 Chair of the Remuneration Committee (since 9 Dec 2019)
  • SMF9 Chair of the Governing Body (since 9 Dec 2019)
  • SMF10 Chair of the Risk Committee (13 Feb 2022 to 11 Apr 2022)
  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 11 Apr 2022)
  • CF2 Non Executive Director (29 Jan 2019 to 8 Dec 2019)
• David Mawson

  IRN DRA00010

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Jul 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jul 2021)
  • CF30 Customer (1 Nov 2007 to 15 Dec 2012)
  • CF21 Investment Adviser (4 Oct 2002 to 31 Oct 2007)
• David Surfield

  IRN DXS01430

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Dec 2019)
  • CF30 Customer (12 Apr 2019 to 8 Dec 2019)
• Declan William Stark

  IRN DXS00286

  • [FCA CF] Functions requiring qualifications (16 Jun 2023 to 22 Mar 2024)
• Deepak Pattni

  IRN DXP00031

  • CF30 Customer (20 Aug 2009 to 9 Jul 2013)
  • CF1 Director (AR) (20 Aug 2009 to 9 Jul 2013)
• Desmond George Grundy

  IRN DGG01050

  • CF30 Customer (17 Dec 2012 to 9 Jul 2013)
• Diane Russell

  IRN DXR00172

  • CF21 Investment Adviser (1 Dec 2001 to 28 May 2004)

• Lord Financial Ltd (no longer appointed)

  FRN 504622 · Appointed 6 Aug 2009 · Until 9 Jul 2013

No changes recorded yet.