F. R. Ball (Insurance) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Hugh Thomas
IRN DHT00003
- CF1 Director (14 Jan 2005 to 13 Aug 2010)
Nasser Siabi-Shahrivar
IRN NXS01650
- CF1 Director (AR) (since 8 Dec 2022)
Paul Heward Wadsworth
IRN PHW01027
- CF1 Director (AR) (since 18 Jul 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (22 Oct 2012 to 30 Sep 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Rory Thomas Stratton
IRN RTS01042
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Tracey Eileen Burns
IRN TXB00615
- SMF3 Executive Director (since 7 Jan 2025)
- Responsible for Insurance Distribution (since 7 Jan 2025)
Vincent Wadsworth
IRN VXW00002
- CF1 Director (28 Oct 2013 to 15 Aug 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 22 Oct 2012)
- CF3 Chief Executive (14 Jan 2005 to 15 Jun 2012)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.