ExodusPoint Capital Management UK, LLP

• Principal Place of Business

  ExodusPoint Capital Management UK, LLP

  20 St. James's Street,

  London

  Westminster

  SW1A 1ES

  UNITED KINGDOM

  Phone

  +442033102500

  Web

  https://www.exoduspoint.com

• Complaints Contact

  ExodusPoint Capital Management UK, LLP

  20 St. James's Street

  London

  Westminster

  SW1A 1ES

  UNITED KINGDOM

  Phone

  +442033102500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Emmanuel Regnier

  IRN PER01060

  • [FCA CF] Client dealing (28 Nov 2020 to 18 Sep 2022)
• Paul Hibbert

  IRN PXH00319

  • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2022)
• Paul Joseph Woodward

  IRN PXW00333

  • [FCA CF] Client dealing (3 Aug 2022 to 9 May 2023)
• Peter Andrew Redston

  IRN PAR01123

  • [FCA CF] Client dealing (30 Nov 2024 to 19 Sep 2025)
• Peter Hackworth

  IRN PEH01077

  • [FCA CF] Client dealing (7 Jun 2021 to 14 Apr 2022)
• Peter Joseph McConnon

  IRN PJM01229

  • [FCA CF] Material risk taker (since 19 Jan 2024)
  • [FCA CF] Client dealing (since 7 Dec 2023)
  • [FCA CF] Significant management (since 7 Dec 2023)
• Philip Arnolds

  IRN PXA08752

  • [FCA CF] Client dealing (5 Sep 2023 to 27 Jun 2024)
• Philip Tooke

  IRN PXT01427

  • [FCA CF] Client dealing (since 1 Feb 2021)
• Phillippa Helen Leslie Thorne

  IRN PXT20945

  • SMF16 Compliance Oversight (since 19 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 19 Dec 2019)
• Pierre-Antoine Jean Julien Fourny

  IRN PJF01195

  • [FCA CF] Material risk taker (since 19 Jan 2024)
  • [FCA CF] Significant management (since 7 Aug 2023)

No changes recorded yet.