Date authorised
28 April 2023
Companies House
04938974
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hicks & Co
    Vaughan Chambers
    Vaughan Road
    Harpenden
    Hertfordshire
    AL5 4EE
    UNITED KINGDOM
    Phone
    +447498494516
  • Complaints Contact

    c/o Hicks and Company, Chartered Accountants
    Vaughan Chambers
    Vaughan Road
    Harpenden
    Hertfordshire
    AL5 4EE
    UNITED KINGDOM
    Phone
    +447498494516

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alok Rustagi

    IRN AXR01125

    • [FCA CF] Significant management (since 15 Oct 2025)
  • Colin McEvoy

    IRN CXM02794

    • [FCA CF] Significant management (since 15 Oct 2025)
  • Gurpreet Hothi

    IRN GXH00511

    • [FCA CF] Significant management (since 6 Jan 2026)
  • Guy Richard Brown

    IRN GRB01044

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Sep 2025)
    • SMF16 Compliance Oversight (since 18 Sep 2025)
  • Helen Farrell

    IRN HXF00149

    • [FCA CF] Significant management (since 15 Oct 2025)
  • Ian Wall

    IRN IXW00174

    • [FCA CF] Significant management (since 15 Oct 2025)
  • Jonathan Phillips

    IRN JXP01074

    • Responsible for Insurance Distribution (15 Oct 2025 to 17 Mar 2026)
    • SMF3 Executive Director (18 Sep 2025 to 17 Mar 2026)
  • Mohit Manchanda

    IRN MXM00862

    • Responsible for Insurance Distribution (28 Apr 2023 to 24 Sep 2025)
    • SMF29 Limited scope function (limited scope SMCR firms only) (28 Apr 2023 to 24 Sep 2025)
  • Rowan McGrath

    IRN RXM01123

    • SMF3 Executive Director (since 18 Sep 2025)
  • Vishal Chhibbar

    IRN VXC01301

    • CF1 Director (AR) (since 19 Nov 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.