This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Exel Independent Financial Advisers

Watch for changes

FRN: 194650
Last scraped: 12 hours ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

20 Heldhaw Road

Bury St. Edmunds

Suffolk

IP32 7ER

UNITED KINGDOM

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David William Lawson
IRN DWL00011
- (4)Employed By (1 Mar 2000 to 8 Jul 2004)
John Arthur Halsall
IRN JAH00095
- (2)Employed By (30 Aug 2001 to 12 Mar 2003)
Stephen Charles Bloomfield
IRN SCB00032
- (3)Employed By (29 Aug 2001 to 28 Aug 2003)
Steven John Wicks
IRN SJW00080
- (1)Employed By (29 Aug 2002 to 12 May 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.