This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Executive Financial Planning Ltd

Watch for changes

FRN: 224464

Watch for changes

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Daniel Mark Percy
IRN DMP00021
- (5)Employed By (10 Sep 2003 to 23 Mar 2004)
Gary John Sheehan
IRN GJS00024
- (1)Employed By (15 Mar 2004 to 25 Jun 2007)
Richard Allan Boughen
IRN RAB01265
- (3)Employed By (27 Nov 2003 to 14 Apr 2005)
Roy Haddock
IRN RKH00015
- (4)Employed By (30 Apr 2003 to 11 Sep 2009)
Stuart Jonathon Mann
IRN SXM02237
- (2)Employed By (25 Apr 2008 to 4 Nov 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.