Exchequer Risk Management Ltd

Date authorised
23 June 2014
Companies House
08106679
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    No3
    Siskin Drive
    Middlemarch Business Park
    Coventry
    West Midlands
    CV3 4FJ
    UNITED KINGDOM
    Phone
    +4402476018142
    Web
    https://www.exrm.co.uk

  • Complaints Contact

    No3
    Siskin Drive
    Middlemarch Business Park
    Coventry
    West Midlands
    CV3 4FJ
    UNITED KINGDOM
    Phone
    +4402476018142

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to credit agreements related to insurance premiums and connected administration fees.

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Bentley

    IRN SXB09630

    • CF1 Director (AR) (10 Feb 2021 to 30 Aug 2023)
  • Stephen Edwards Roberts

    IRN SER01054

    • Responsible for Insurance Mediation (23 Jun 2014 to 17 May 2016)
    • CF1 Director (23 Jun 2014 to 17 May 2016)
  • Stephen Patrick Alcock

    IRN SXA20813

    • CF1 Director (AR) (27 Sep 2019 to 12 Apr 2022)
  • Tracey Byrne

    IRN TXB01579

    • CF1 Director (AR) (5 Jan 2017 to 22 May 2017)
  • Trevor John Roberts

    IRN TJR01131

    • CF1 Director (AR) (since 1 Apr 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (5 Jan 2017 to 6 Dec 2019)
    • CF1 Director (12 Sep 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 Sep 2016 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.