Excel (Life Assurance & Mortgage Consultants) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Subject to this activity being limited to a non-mainstream regulated activity
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Subject to this activity being limited to a non-mainstream regulated activity
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Subject to this activity being limited to a non-mainstream regulated activity

Senior staff personally approved by the FCA to hold their roles here.

Anthony Wilson
IRN AXW00043
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 21 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 25 Apr 2016)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Jun 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (10 Mar 2005 to 8 Dec 2019)
- CF21 Investment Adviser (10 Mar 2005 to 31 Oct 2007)
- CF11 Money Laundering Reporting (10 Mar 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Oct 2007)
- CF1 Director (31 Oct 2004 to 8 Dec 2019)
Gillian Mary Kersse
IRN GMK00010
- CF30 Customer (27 Dec 2012 to 8 Dec 2019)
Kevin Ian Taylor
IRN KIT00001
- CF30 Customer (1 Nov 2007 to 1 Oct 2010)
- CF21 Investment Adviser (2 Feb 2005 to 31 Oct 2007)
- CF1 Director (31 Oct 2004 to 1 Oct 2010)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.