Date authorised
3 December 2015
Companies House
OC398629
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    United House
    9 Pembridge Road
    London
    Kensington And Chelsea
    W11 3JY
    UNITED KINGDOM
    Phone
    +4407899050202
  • Complaints Contact

    United House
    9 Pembridge Road
    London
    Kensington And Chelsea
    W11 3JY
    UNITED KINGDOM
    Phone
    +4407899050202

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher William Hartley Beton

    IRN CWB01031

    • SMF27 Partner (9 Dec 2019 to 28 Feb 2020)
    • CF30 Customer (3 Dec 2015 to 8 Dec 2019)
    • CF4 Partner (3 Dec 2015 to 8 Dec 2019)
  • Elio Lombardi

    IRN EXL01147

    • SMF27 Partner (9 Dec 2019 to 28 Feb 2020)
    • CF4 Partner (3 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (3 Dec 2015 to 8 Dec 2019)
  • John Joseph Comerford

    IRN JXC01612

    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jul 2020)
    • SMF27 Partner (9 Dec 2019 to 1 Apr 2020)
    • CF11 Money Laundering Reporting (3 Dec 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (3 Dec 2015 to 8 Dec 2019)
    • CF4 Partner (3 Dec 2015 to 8 Dec 2019)
  • Jonathan William Summers

    IRN JWS01058

    • CF30 Customer (3 Dec 2015 to 1 Oct 2019)
    • CF4 Partner (3 Dec 2015 to 1 Oct 2019)
  • Joshua James Glickman

    IRN JJG01089

    • CF4 Partner (3 Dec 2015 to 15 Jul 2019)
    • CF30 Customer (3 Dec 2015 to 15 Jul 2019)
  • Kelly Davendar Hampaul

    IRN KDH01028

    • SMF16 Compliance Oversight (since 7 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Sep 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (3 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (3 Dec 2015 to 8 Dec 2019)
    • CF4 Partner (3 Dec 2015 to 8 Dec 2019)
  • Konrad Artur Czornij

    IRN KAC01093

    • CF30 Customer (27 Apr 2016 to 8 Dec 2019)
  • Russell James Marsh

    IRN RJM01208

    • SMF27 Partner (9 Dec 2019 to 28 Feb 2020)
    • CF4 Partner (1 May 2018 to 8 Dec 2019)
    • CF30 Customer (21 Jul 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.