Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Kay

    IRN SJK00021

    • (1825)CF30 Customer (21 Apr 2010 to 8 Feb 2011)
  • Steven Mason

    IRN SXM02333

    • (1953)CF30 Customer (24 Mar 2010 to 29 Nov 2011)
  • Steven Norman Mills

    IRN SNM00009

    • (165)CF30 Customer (22 Apr 2010 to 12 Oct 2010)
  • Steven Patrick Henderson

    IRN SXH01965

    • (319)4. Giving personal recommendations on retail investment products which are not broker funds
    • (318)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (321)[FCA CF] Functions requiring qualifications (since 11 Aug 2020)
    • (320)[FCA CF] Client dealing (since 11 Aug 2020)
  • Steven Paul Cattle

    IRN SPC01105

    • (508)7. Giving personal recommendations on long-term care insurance contracts
    • (509)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (510)4. Giving personal recommendations on retail investment products which are not broker funds
    • (511)[FCA CF] Client dealing (since 3 Dec 2021)
    • (512)[FCA CF] Functions requiring qualifications (since 3 Dec 2021)
  • Steven Raymer Reed

    IRN SRR01056

    • (28)CF30 Customer (16 Apr 2010 to 9 Sep 2010)
  • Steven Sprague

    IRN SXS03379

    • (140)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (713)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Sep 2021)
    • (712)[FCA CF] Client dealing (9 Dec 2019 to 17 Sep 2021)
    • (711)CF30 Customer (15 Apr 2016 to 8 Dec 2019)
  • Stewart Michael Sims-Handcock

    IRN SMS01216

    • (849)CF30 Customer (16 Apr 2010 to 5 Mar 2018)
  • Stuart Adrian Spencer

    IRN SXS01765

    • (191)CF21 Investment Adviser (30 Dec 2004 to 28 Jan 2005)
  • Stuart Anthony Farrar

    IRN SAF00016

    • (1399)CF30 Customer (20 Jun 2013 to 20 Jun 2017)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1384)[FCA CF] Functions requiring qualifications

  2. controlled function added: (1383)[FCA CF] Client dealing

  3. controlled function added: (1382)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (1381)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (1380)[FCA CF] Functions requiring qualifications

  6. controlled function added: (1379)[FCA CF] Manager of certification employee

  7. controlled function added: (1378)[FCA CF] Client dealing

  8. controlled function added: (1377)4. Giving personal recommendations on retail investment products which are not broker funds

  9. controlled function added: (1240)[FCA CF] Client dealing

  10. controlled function added: (1376)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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