Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen David Ranson

    IRN SDR01073

    • (906)[FCA CF] Manager of certification employee (29 Nov 2023 to 31 Mar 2026)
    • (907)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2026)
    • (905)[FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
    • (904)CF30 Customer (5 May 2010 to 8 Dec 2019)
  • Stephen Derek Griffiths

    IRN SDG00011

    • (1897)CF30 Customer (16 Apr 2010 to 8 Nov 2010)
  • Stephen Farnfield

    IRN SDF01051

    • (1809)CF30 Customer (19 Nov 2009 to 24 Oct 2014)
  • Stephen Hugh Montgomery

    IRN SHM00014

    • (83)CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2004)
  • Stephen John Titley

    IRN SJT01135

    • (108)CF30 Customer (20 Feb 2009 to 21 Jul 2009)
  • Stephen Lawler

    IRN SGL01040

    • (256)[FCA CF] Manager of certification employee (since 1 Jan 2021)
  • Stephen Lewis Wilson

    IRN SLW00021

    • (2007)[FCA CF] Client dealing (28 Sep 2022 to 9 Nov 2023)
    • (2008)[FCA CF] Functions requiring qualifications (28 Sep 2022 to 9 Nov 2023)
  • Stephen Mark Harrower

    IRN SMH00005

    • (538)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (539)4. Giving personal recommendations on retail investment products which are not broker funds
    • (541)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (540)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1059)CF30 Customer (6 Jan 2017 to 8 Dec 2019)
  • Stephen McClymont

    IRN SJM01239

    • (698)[FCA CF] Manager of certification employee (since 12 Jul 2023)
  • Stephen Michael Bloor

    IRN SMB00012

    • (1178)CF10 Compliance Oversight (9 Jan 2003 to 10 Jun 2004)
    • (1177)CF11 Money Laundering Reporting (9 Jan 2003 to 7 Feb 2003)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1414)SMF2 Chief Finance

  2. controlled function added: (1413)SMF3 Executive Director

  3. controlled function added: (1412)SMF18 Other Overall Responsibility

  4. controlled function added: (1411)SMF1 Chief Executive

  5. controlled function added: (1410)SMF3 Executive Director

  6. controlled function added: (1409)[FCA CF] Significant management

  7. controlled function added: (1408)[FCA CF] Material risk taker

  8. controlled function added: (1407)[FCA CF] Manager of certification employee

  9. controlled function added: (1406)[FCA CF] Client dealing

  10. controlled function added: (1405)[FCA CF] Functions requiring qualifications

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