Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Kevin Horry

    IRN RKH00013

    • (1080)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)
  • Richard Laurence Wagg

    IRN RLW00007

    • (1248)[FCA CF] Client dealing (9 Dec 2020 to 30 Sep 2024)
    • (1249)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
    • (1245)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (1247)CF21 Investment Adviser (12 Oct 2002 to 31 Oct 2007)
    • (1246)CF22 Investment Adviser (Trainee) (7 Jun 2002 to 12 Oct 2002)
  • Richard Lawson Waddams

    IRN RLW00019

    • (225)11. Pension transfer specialist
    • (228)4. Giving personal recommendations on retail investment products which are not broker funds
    • (227)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (226)7. Giving personal recommendations on long-term care insurance contracts
    • (229)[FCA CF] Client dealing (since 9 Dec 2020)
    • (230)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (770)CF30 Customer (15 Dec 2016 to 8 Dec 2019)
  • Richard Michael Kenworthy

    IRN RMK00004

    • (60)CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • (61)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Richard Neil Ferguson

    IRN RNF00006

    • (213)CF30 Customer (1 Nov 2007 to 9 Feb 2012)
    • (215)CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
    • (214)CF22 Investment Adviser (Trainee) (22 Jun 2005 to 10 Feb 2006)
  • Richard Patrick Taylor

    IRN RPT01054

    • (883)CF30 Customer (22 Apr 2010 to 26 Mar 2011)
  • Richard Paul Arnold

    IRN RPA01039

    • (879)CF30 Customer (16 Apr 2010 to 27 Jul 2012)
  • Richard Paul McGregor

    IRN RPM00029

    • (1090)CF30 Customer (1 Nov 2007 to 4 Dec 2012)
    • (1091)CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
  • Richard Peter William Louks

    IRN RPL00003

    • (413)CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2006)
  • Richard Piercy

    IRN RXP00404

    • (1140)[FCA CF] Material risk taker (since 20 Aug 2025)
    • (1141)[FCA CF] Significant management (since 3 Aug 2022)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1414)SMF2 Chief Finance

  2. controlled function added: (1413)SMF3 Executive Director

  3. controlled function added: (1412)SMF18 Other Overall Responsibility

  4. controlled function added: (1411)SMF1 Chief Executive

  5. controlled function added: (1410)SMF3 Executive Director

  6. controlled function added: (1409)[FCA CF] Significant management

  7. controlled function added: (1408)[FCA CF] Material risk taker

  8. controlled function added: (1407)[FCA CF] Manager of certification employee

  9. controlled function added: (1406)[FCA CF] Client dealing

  10. controlled function added: (1405)[FCA CF] Functions requiring qualifications

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