Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Susan Janet Rutherford

    IRN SJR01121

    • (1746)[FCA CF] Significant management (23 Oct 2020 to 18 Jun 2021)
  • Susan Marie Puddephatt

    IRN SMP01107

    • (2166)CF11 Money Laundering Reporting (24 May 2018 to 4 Jan 2019)
    • (2165)CF29 Significant management (24 May 2018 to 4 Jan 2019)
  • Susan Miller-Jones

    IRN SXM04753

    • (1420)SMF18 Other Overall Responsibility (since 23 Jul 2025)
  • Susan Rummings

    IRN SLR00021

    • (1017)[FCA CF] Manager of certification employee (31 Mar 2023 to 29 Jan 2024)
  • Suzannah Catherine May

    IRN SXM01101

    • (1135)[FCA CF] Client dealing (since 19 Dec 2024)
  • Suzanne Elizabeth Jeakins

    IRN SXJ01182

    • (1244)CF30 Customer (3 Jun 2014 to 31 Oct 2014)
  • Suzanne Galvin

    IRN SXG00420

    • (1593)[FCA CF] Manager of certification employee (31 Mar 2023 to 6 Sep 2025)
  • Suzie Ann Didier-Garnham

    IRN SAD01096

    • (815)CF30 Customer (23 Jul 2014 to 8 Dec 2019)
  • Sylvia Jane Cooper

    IRN SJC00128

    • (1259)CF30 Customer (1 Nov 2007 to 24 Aug 2012)
    • (1261)CF21 Investment Adviser (9 Jun 2004 to 31 Oct 2007)
    • (1260)CF22 Investment Adviser (Trainee) (11 Aug 2003 to 10 Jun 2004)
  • Taina Leena Moran

    IRN TLM01033

    • (323)4. Giving personal recommendations on retail investment products which are not broker funds
    • (322)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (325)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (324)[FCA CF] Client dealing (since 9 Dec 2019)
    • (326)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (842)CF30 Customer (16 Apr 2010 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1345)11. Pension transfer specialist

  2. controlled function added: (1344)[FCA CF] Client dealing

  3. controlled function added: (1343)[FCA CF] Client dealing

  4. controlled function added: (1342)[FCA CF] Functions requiring qualifications

  5. controlled function added: (1341)[FCA CF] Client dealing

  6. controlled function added: (1340)4. Giving personal recommendations on retail investment products which are not broker funds

  7. controlled function added: (1339)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  8. controlled function added: (1338)[FCA CF] Functions requiring qualifications

  9. controlled function added: (1337)[FCA CF] Client dealing

  10. controlled function added: (1336)4. Giving personal recommendations on retail investment products which are not broker funds

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