Evans Randall Investors Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Non-investment insurance contracts, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Non-investment insurance contracts, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Graham Kent Gardner
IRN GKG01019
- [FCA CF] Client dealing (9 Dec 2019 to 24 Aug 2022)
- SMF3 Executive Director (9 Dec 2019 to 24 Aug 2022)
- CF30 Customer (3 Jan 2017 to 8 Dec 2019)
- CF1 Director (3 Jan 2017 to 8 Dec 2019)
James Edward Ralph Williams
IRN JEE01062
- SMF3 Executive Director (since 22 Mar 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (3 Jan 2017 to 8 Dec 2019)
James Vernon Edwards
IRN JVE00011
- SMF3 Executive Director (22 Mar 2022 to 7 May 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 7 May 2025)
- CF30 Customer (3 Jan 2017 to 8 Dec 2019)
Nicholas John Blake Halpin
IRN NJH01241
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF11 Money Laundering Reporting (3 Jan 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Jan 2017 to 8 Dec 2019)
- CF30 Customer (3 Jan 2017 to 8 Dec 2019)
Paul Anthony Kendrick
IRN PAK01114
- SMF3 Executive Director (9 Dec 2019 to 24 Aug 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 24 Aug 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 24 Aug 2022)
- CF1 Director (3 Jan 2017 to 8 Dec 2019)
- CF30 Customer (3 Jan 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (3 Jan 2017 to 30 Sep 2018)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.