EUROPEAN CAPITAL MARKETS LIMITED

Date authorised
1 April 2013
Companies House
05004266
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25-27 Sloane Court West
    London
    SW3 4TD
    UNITED KINGDOM
    Phone
    +447730613833
    Web
    https://www.europeancapitalmarkets.com

  • Complaints Contact

    25-27 Sloane Court West
    London
    SW3 4TD
    UNITED KINGDOM
    Phone
    +447730613833

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gian Andrea Ameri

    IRN GAA01021

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (3 Feb 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Feb 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (3 Feb 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (3 Feb 2005 to 8 Dec 2019)
    • CF1 Director (3 Feb 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Feb 2005 to 8 Dec 2019)
  • Peter Crawford Fraser

    IRN PCF01017

    • CF30 Customer (1 Nov 2007 to 20 Apr 2016)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.