EUROPA CAPITAL LIMITED LIABILITY PARTNERSHIP

• Principal Place of Business

  Europa Capital LLP

  42 Berners Street

  London

  Westminster

  W1T 3ND

  UNITED KINGDOM

  Phone

  +4402078816800

  Web

  https://www.europacapital.com

• Complaints Contact

  Europa Capital LLP

  42 Berners Street

  London

  Westminster

  W1T 3ND

  UNITED KINGDOM

  Phone

  +4402078816800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert David Craig Sim

  IRN RDS01120

  • SMF17 Money Laundering Reporting Officer (MLRO) (2 Oct 2023 to 9 Jun 2025)
  • SMF16 Compliance Oversight (2 Oct 2023 to 9 Jun 2025)
  • [FCA CF] Significant management (8 Sep 2022 to 24 Dec 2024)
  • [FCA CF] Client dealing (8 Sep 2022 to 9 Jun 2025)
  • SMF27 Partner (9 Dec 2019 to 9 Jun 2025)
  • CF30 Customer (1 Feb 2013 to 8 Dec 2019)
  • CF4 Partner (16 Mar 2011 to 8 Dec 2019)
• Robert James Martin

  IRN RJM01181

  • SMF27 Partner (9 Dec 2019 to 23 Mar 2021)
  • CF30 Customer (7 Feb 2013 to 8 Dec 2019)
  • CF4 Partner (24 Feb 2004 to 8 Dec 2019)
• Roberto Medeiros Varandas

  IRN RMV01011

  • [FCA CF] Client dealing (24 Dec 2024 to 3 Jun 2025)
• Russell Andrew Chaplin

  IRN RAC01292

  • [FCA CF] Client dealing (8 Sep 2022 to 9 Jun 2025)
  • [FCA CF] Significant management (8 Sep 2022 to 24 Dec 2024)
  • SMF27 Partner (31 Aug 2022 to 9 Jun 2025)
• Schalk Jacobus Visser

  IRN SJV01035

  • CF30 Customer (17 Sep 2015 to 8 Dec 2019)
• Shoichi Fujiwara

  IRN SXF00534

  • SMF27 Partner (since 3 Jun 2025)
• Simon Hooper

  IRN SXH02085

  • SMF27 Partner (9 Dec 2019 to 23 Mar 2021)
  • CF4 Partner (16 Mar 2011 to 8 Dec 2019)
• Stefano Zucca Marmo

  IRN SXZ17038

  • SMF27 Partner (since 3 Jun 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jun 2025)
  • SMF16 Compliance Oversight (since 3 Jun 2025)
  • [FCA CF] Client dealing (since 1 Apr 2025)
  • [FCA CF] Manager of certification employee (1 Apr 2025 to 4 Aug 2025)
  • [FCA CF] Significant management (10 Jan 2025 to 31 Mar 2026)
• Timothy William John Turnbull

  IRN TWT01008

  • [FCA CF] Client dealing (since 29 Sep 2025)
  • CF30 Customer (15 Aug 2017 to 8 Dec 2019)
• Yuko Burrows

  IRN YXB00081

  • [FCA CF] Client dealing (since 29 Sep 2025)

• MEC GLOBAL PARTNERS UK (SP) LIMITED

  FRN 1046672 · Appointed 8 Jan 2026

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