Date authorised
10 February 2015
Companies House
08828833
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 30
    The Leadenhall Building
    122 Leadenhall Street
    London
    City of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +442072564295
  • Complaints Contact

    Level 30
    The Leadenhall Building
    122 Leadenhall Street
    London
    City of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +442072564295

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam David Neal

    IRN ADN01026

    • SMF3 Executive Director (9 Dec 2019 to 7 Feb 2021)
    • CF1 Director (10 Feb 2015 to 8 Dec 2019)
  • Christopher Laurence Thomas

    IRN CLT01020

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (10 Feb 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Feb 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Feb 2015 to 8 Dec 2019)
    • CF3 Chief Executive (10 Feb 2015 to 8 Dec 2019)
  • Sam Quawasmi

    IRN SXQ01061

    • CF2 Non Executive Director (10 Feb 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.