Date authorised
9 May 2013
Companies House
07973792
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24th Floor
    One Canada Square
    Canary Wharf
    London
    E14 5AB
    UNITED KINGDOM
    Phone
    +4402045251189
  • Complaints Contact

    24th Floor
    One Canada Square
    Canary Wharf
    London
    E14 5AB
    UNITED KINGDOM
    Phone
    +4402045251189

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Unit

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sharon Thiart

    IRN SXT00681

    • [FCA CF] Client dealing (14 May 2024 to 30 Jan 2025)
  • Simon Cole

    IRN SXC01160

    • SMF2 Chief Finance (since 23 May 2025)
    • [FCA CF] Manager of certification employee (since 21 May 2025)
    • [FCA CF] Material risk taker (since 26 Apr 2024)
    • [FCA CF] Significant management (since 26 Apr 2024)
    • [FCA CF] CASS oversight function (26 Apr 2024 to 21 May 2025)
  • Simon James Peters

    IRN SXP11587

    • CF30 Customer (19 Feb 2019 to 8 Dec 2019)
  • Stacey Onyido

    IRN SXI00073

    • [FCA CF] Manager of certification employee (28 Mar 2024 to 9 Dec 2025)
    • [FCA CF] Client dealing (18 Oct 2021 to 30 Jan 2026)
  • Stanley Fink

    IRN SXF01122

    • SMF14 Senior Independent Director (since 12 Jun 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Mar 2021 to 17 Jul 2025)
  • Stephanie Wilks-Wiffen

    IRN SXW00400

    • [FCA CF] Material risk taker (since 15 May 2023)
    • [FCA CF] Significant management (since 31 Mar 2021)
  • Tanya Ziv

    IRN TXZ01034

    • CF10a CASS Oversight function (9 May 2013 to 25 Jun 2014)
    • CF11 Money Laundering Reporting (9 May 2013 to 17 Oct 2014)
    • CF10 Compliance Oversight (9 May 2013 to 17 Oct 2014)
  • Tommy Mackay

    IRN TXM00263

    • [FCA CF] Client dealing (8 Jun 2021 to 6 Feb 2024)
  • Vincent Elver

    IRN VXE00021

    • [FCA CF] Client dealing (since 1 Mar 2022)
  • Yonatan Mor Arbel

    IRN YMA01011

    • CF30 Customer (9 May 2013 to 12 Aug 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.