Date authorised
31 July 2013
Companies House
05942713
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o Phil Stone and Philip David Nunney
    of Begbies Traynor (SY) LLP
    3rd Floor, Westfield House
    60 Charter Row
    Sheffield
    S1 3FZ
    UNITED KINGDOM
  • Complaints Contact

    c/o Phil Stone and Philip David Nunney
    of Begbies Traynor (SY) LLP
    3rd Floor, Westfield House
    60 Charter Row
    Sheffield
    S1 3FZ
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Financial Mis-Selling Claims

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Claims Lead Generation

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chris Walton

    IRN CXW01421

    • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Apr 2021)
    • Responsible for Insurance Mediation (31 Jul 2012 to 30 Sep 2018)
    • CF1 Director (31 Jul 2012 to 8 Dec 2019)
  • Nigel James Wright

    IRN NXW00017

    • Responsible for Insurance Distribution (7 Apr 2021 to 10 Aug 2023)
    • SMF3 Executive Director (29 Nov 2020 to 10 Aug 2023)
  • Patrick Jonathan McMinn

    IRN PJM01355

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (27 Apr 2015 to 2 Aug 2016)
    • CF1 Director (31 Jul 2012 to 8 Dec 2019)
  • Paul Richard Stubbs

    IRN PRS01195

    • CF1 Director (AR) (24 Jun 2013 to 26 Feb 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.