ETHOS ASSET FINANCE LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Credit Brokering
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.

Senior staff personally approved by the FCA to hold their roles here.

Carolyn Brown
IRN CXB02388
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10 Compliance Oversight (8 Mar 2018 to 8 Dec 2019)
- CF1 Director (14 Sep 2016 to 8 Dec 2019)
Christopher Brown
IRN CXB02396
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 Sep 2016 to 8 Dec 2019)
- CF8 Apportionment and Oversight (12 Nov 2015 to 14 Sep 2016)
Victoria Bronwen Hopper
IRN VBH01002
- SMF3 Executive Director (9 Dec 2019 to 9 Sep 2021)
- CF1 Director (14 Sep 2016 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

The Electric Broker Limited (no longer appointed)
FRN 957039 · Appointed 18 Aug 2021 · Until 11 Mar 2024

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.