Date authorised
1 April 2013
Companies House
OC312083
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    29 Queen Anne’s Gate
    London
    SW1H 9BU
    UNITED KINGDOM
    Phone
    +4402073180700
  • Complaints Contact

    29 Queen Anne’s Gate
    London
    SW1H 9BU
    UNITED KINGDOM
    Phone
    +442073180700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Runs Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Werner Robert Genieser

    IRN WRG01012

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] CASS oversight function (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Jul 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Jul 2023)
    • CF10 Compliance Oversight (7 Aug 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Aug 2014 to 8 Dec 2019)
    • CF10a CASS Oversight function (7 Aug 2014 to 8 Dec 2019)
    • CF4 Partner (6 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (31 Mar 2010 to 8 Dec 2019)
  • Zoë Turner VanderWolk

    IRN ZTV01000

    • SMF27 Partner (since 31 Jul 2023)
    • [FCA CF] Client dealing (since 9 Dec 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.