Date authorised
1 April 2013
Companies House
OC347227
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Argyll Street
    6th Floor
    London
    W1F 7TG
    UNITED KINGDOM
    Phone
    +4407775824595
  • Complaints Contact

    Eschler Asset Management LLP
    9 Argyll Street
    6th Floor
    London
    Westminster
    W1F 7TG
    UNITED KINGDOM
    Phone
    +4407775824595

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christian Putz

    IRN CXP01969

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 29 Aug 2018)
    • CF1 Director (AR) (since 29 Aug 2018)
  • Crystal Pavelcik

    IRN CXP00755

    • CF30 Customer (since 25 Sep 2025)
    • CF1 Director (AR) (since 25 Sep 2025)
  • Daniel Ekstein

    IRN DXE01203

    • [FCA CF] Client dealing (since 1 Dec 2024)
    • [FCA CF] Material risk taker (since 1 Dec 2024)
  • David Andrew Collins

    IRN DAC01198

    • CF3 Chief Executive (AR) (2 Oct 2023 to 7 Nov 2023)
    • CF30 Customer (2 Oct 2023 to 7 Nov 2023)
  • David Wharton

    IRN DXW80704

    • CF1 Director (AR) (since 20 Nov 2024)
    • CF30 Customer (since 20 Nov 2024)
  • Dean Daniel Samuels

    IRN DDS01017

    • CF30 Customer (13 Jun 2019 to 29 Nov 2019)
  • Deepali Agrawal

    IRN DXA01555

    • CF30 Customer (16 Apr 2012 to 18 May 2012)
  • Edward Lam

    IRN EXL01165

    • CF4 Partner (AR) (since 24 Mar 2025)
    • [FCA CF] Client dealing (since 3 Oct 2023)
    • [FCA CF] Material risk taker (since 3 Oct 2023)
  • Ershadul Haq

    IRN EXH01087

    • [FCA CF] Client dealing (9 Jan 2023 to 4 Aug 2023)
    • [FCA CF] Material risk taker (9 Jan 2023 to 4 Aug 2023)
    • CF30 Customer (10 Oct 2022 to 10 Aug 2023)
    • CF1 Director (AR) (10 Oct 2022 to 10 Aug 2023)
  • George Robinson

    IRN GER01016

    • CF4 Partner (AR) (since 21 May 2025)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • [FCA CF] Material risk taker (since 1 Jan 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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