ES Risks Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Professional, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

Senior staff personally approved by the FCA to hold their roles here.

Punnilath Abdul Akif Aziz
IRN PXA00225
- CF1 Director (AR) (20 Feb 2023 to 21 Mar 2024)
Richard Mark Featherstone
IRN RXF00148
- CF1 Director (AR) (since 16 May 2025)
- CF30 Customer (7 Jul 2021 to 4 Jul 2022)
Robert Paul Barron
IRN RXB00647
- CF1 Director (AR) (30 May 2022 to 6 Aug 2024)
Robert Paul Munden
IRN RPM01134
- CF3 Chief Executive (AR) (28 Jul 2022 to 4 Sep 2024)
Robin Phillip Ward
IRN RXW00134
- CF1 Director (AR) (26 Jan 2021 to 3 May 2022)
Roderick McKenzie Smith
IRN RMS01155
- CF1 Director (AR) (23 Dec 2021 to 1 Oct 2024)
Rowland Anthony Edwards
IRN RAE01069
- CF1 Director (AR) (9 Mar 2022 to 7 Mar 2024)
Rupert John Taylor
IRN RJT01194
- CF1 Director (AR) (11 Mar 2016 to 28 Mar 2017)
- CF3 Chief Executive (AR) (11 Mar 2016 to 28 Mar 2017)
STEPHEN JEREMY DUTTON
IRN SJD01328
- CF1 Director (AR) (26 Nov 2016 to 20 Jul 2018)
Simon Andrew Gough
IRN SXG00674
- CF1 Director (AR) (since 26 Jun 2023)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.