ES Risks Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
E S Risks GroupAmerica House2 America SquareLondonCity Of LondonEC3N 2LUUNITED KINGDOM- Phone
- +4402079775200
-
Complaints Contact
E S Risks GroupAmerica House2 America SquareLondonCity Of LondonEC3N 2LUUNITED KINGDOM- Phone
- +4402079775215
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Commercial, Professional, Retail (Non-Investment Insurance)
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Credit Brokering
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Investment Setup
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Eleanor Mary Tomlin-Maughan
IRN EXT00117
- CF1 Director (AR) (13 Apr 2022 to 14 Jun 2023)
-
Elliott Jason Smart
IRN EXS18299
- CF1 Director (AR) (7 Aug 2019 to 23 Aug 2021)
-
Emma Louise Hixon
IRN ELH01050
- CF1 Director (AR) (1 Apr 2016 to 12 Jan 2023)
-
Eugene Richard Nealon
IRN EXN01105
- CF1 Director (AR) (since 3 Oct 2019)
-
Fatih Sozer
IRN FXS00153
- CF1 Director (AR) (20 Feb 2023 to 7 Mar 2024)
-
Faye Elizabeth Patrick
IRN FXD00045
- CF1 Director (AR) (7 Jul 2021 to 9 Jan 2026)
-
Frank O'Neill
IRN FXO07847
- CF1 Director (AR) (1 Nov 2018 to 20 Dec 2019)
-
Gary Alexander Lyons
IRN GAL01089
- CF1 Director (AR) (4 Jan 2016 to 1 Mar 2018)
-
Geoffrey Malcolm Genricks
IRN GXG00206
- CF1 Director (AR) (1 Sep 2022 to 28 Aug 2024)
-
George William Robert Maughan
IRN GXM00444
- CF1 Director (AR) (9 Jun 2022 to 14 Jun 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Assuranty Nationwide Limited (no longer appointed)
FRN 544411 · Appointed 12 Apr 2016 · Until 27 May 2021
-
Satellite Customer Care Limited (no longer appointed)
FRN 538266 · Appointed 4 Jun 2015 · Until 13 Jan 2023
-
Elan Insurance Brokers Limited (no longer appointed)
FRN 683254 · Appointed 9 Apr 2015 · Until 27 May 2021
-
Equate Underwriting Limited (no longer appointed)
FRN 678763 · Appointed 24 Mar 2015 · Until 27 May 2021
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.