ES Risks Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
E S Risks GroupAmerica House2 America SquareLondonCity Of LondonEC3N 2LUUNITED KINGDOM- Phone
- +4402079775200
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Complaints Contact
E S Risks GroupAmerica House2 America SquareLondonCity Of LondonEC3N 2LUUNITED KINGDOM- Phone
- +4402079775215
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Eleanor Mary Tomlin-Maughan
IRN EXT00117
- CF1 Director (AR) (13 Apr 2022 to 14 Jun 2023)
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Elliott Jason Smart
IRN EXS18299
- CF1 Director (AR) (7 Aug 2019 to 23 Aug 2021)
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Emma Louise Hixon
IRN ELH01050
- CF1 Director (AR) (1 Apr 2016 to 12 Jan 2023)
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Eugene Richard Nealon
IRN EXN01105
- CF1 Director (AR) (since 3 Oct 2019)
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Fatih Sozer
IRN FXS00153
- CF1 Director (AR) (20 Feb 2023 to 7 Mar 2024)
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Faye Elizabeth Patrick
IRN FXD00045
- CF1 Director (AR) (7 Jul 2021 to 9 Jan 2026)
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Frank O'Neill
IRN FXO07847
- CF1 Director (AR) (1 Nov 2018 to 20 Dec 2019)
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Gary Alexander Lyons
IRN GAL01089
- CF1 Director (AR) (4 Jan 2016 to 1 Mar 2018)
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Geoffrey Malcolm Genricks
IRN GXG00206
- CF1 Director (AR) (1 Sep 2022 to 28 Aug 2024)
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George William Robert Maughan
IRN GXM00444
- CF1 Director (AR) (9 Jun 2022 to 14 Jun 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Vio Insurance Services Limited (no longer appointed)
FRN 805379 · Appointed 29 Mar 2018 · Until 20 Oct 2021
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Wilkes Management Services Limited (no longer appointed)
FRN 803725 · Appointed 9 Mar 2018 · Until 25 Apr 2018
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Construction Warranties Limited (no longer appointed)
FRN 789252 · Appointed 19 Sep 2017 · Until 14 Mar 2024
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Synergus Insurance Solutions Limited (no longer appointed)
FRN 605736 · Appointed 4 Apr 2017 · Until 24 Jul 2018
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Digital Care Partnership Limited (no longer appointed)
FRN 763638 · Appointed 3 Nov 2016 · Until 27 May 2021
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Emsworth Brokers Limited (no longer appointed)
FRN 751686 · Appointed 4 Jul 2016 · Until 11 Mar 2020
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Elwood Broker Services Limited (no longer appointed)
FRN 748760 · Appointed 1 Jun 2016 · Until 9 Aug 2018
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.