ES Risks Limited

• Principal Place of Business

  E S Risks Group

  America House

  2 America Square

  London

  City Of London

  EC3N 2LU

  UNITED KINGDOM

  Phone

  +4402079775200

  Web

  https://www.esrisks.com

• Complaints Contact

  E S Risks Group

  America House

  2 America Square

  London

  City Of London

  EC3N 2LU

  UNITED KINGDOM

  Phone

  +4402079775215

• P2P Lending Advice

  For Commercial, Professional, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

• Simon James Long

  IRN SJL01335

  • CF1 Director (AR) (26 Jan 2017 to 28 Mar 2017)
• Simon Maxwell James Hargreaves

  IRN SMH01091

  • CF1 Director (AR) (since 7 Jul 2022)
• Simon Roy Kates

  IRN SXK88438

  • CF1 Director (AR) (since 24 Jul 2020)
• Stephen David Bottley

  IRN SDB01139

  • CF1 Director (AR) (23 Aug 2017 to 11 May 2018)
• Stephen James Smith

  IRN SJS01354

  • CF1 Director (AR) (26 Jan 2017 to 25 Mar 2019)
• Stephen James Taylor

  IRN SXT00660

  • CF1 Director (AR) (since 2 May 2024)
• Stuart Allan Thomas

  IRN SXT00434

  • CF1 Director (AR) (since 12 Jul 2022)
• Stuart Paul Rootham

  IRN SPR01062

  • Director of firm who is not a certification employee or a SMF manager (28 Nov 2023 to 2 Jan 2025)
  • SMF3 Executive Director (2 Feb 2023 to 28 Nov 2023)
• Thomas James Purslove Barker

  IRN TJB01222

  • CF1 Director (AR) (22 Dec 2022 to 17 Dec 2024)
• Thomas Nimmo

  IRN TXN01302

  • CF1 Director (AR) (24 Oct 2016 to 16 Sep 2019)

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