ES Risks Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
E S Risks GroupAmerica House2 America SquareLondonCity Of LondonEC3N 2LUUNITED KINGDOM- Phone
- +4402079775200
-
Complaints Contact
E S Risks GroupAmerica House2 America SquareLondonCity Of LondonEC3N 2LUUNITED KINGDOM- Phone
- +4402079775215
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Commercial, Professional, Retail (Non-Investment Insurance)
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Credit Brokering
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Investment Setup
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Aaron Andrew McCarten
IRN AAM01261
- CF1 Director (AR) (since 23 Jul 2018)
-
Adam James Richard Phillips
IRN AXP01039
- CF1 Director (AR) (since 26 Feb 2025)
-
Adam John David Massingham
IRN AJM01624
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (5 Jun 2013 to 8 Dec 2019)
-
Adrian James Bussell
IRN AJB01690
- CF1 Director (AR) (since 10 Dec 2018)
-
Alan David Clarke
IRN ADC01169
- CF2 Non Executive Director (7 Feb 2012 to 31 Mar 2013)
-
Alexander David Henry Acaster
IRN AXA00570
- CF1 Director (AR) (17 Mar 2022 to 14 Jun 2023)
-
Andrew Christopher Kennedy Davis
IRN ACD01152
- CF1 Director (AR) (since 5 Jan 2017)
-
Andrew Edmund Christian Briant
IRN AEB01078
- CF1 Director (AR) (since 3 Jan 2025)
-
Andrew Kevin Long
IRN AKL01041
- CF1 Director (AR) (22 Mar 2017 to 28 Feb 2020)
-
Andrew Mark Spratt
IRN AXS00779
- CF1 Director (AR) (since 7 Jul 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Nest Group Holdings Limited (no longer appointed)
FRN 948618 · Appointed 7 Apr 2021 · Until 10 Apr 2024
-
Lane Management Consultants (no longer appointed)
FRN 944257 · Appointed 3 Feb 2021 · Until 15 Feb 2021
-
Tri-Anvil Group Limited (no longer appointed)
FRN 933906 · Appointed 11 Sep 2020 · Until 14 Mar 2024
-
Medici Facultative Limited (no longer appointed)
FRN 918450 · Appointed 18 Dec 2019 · Until 15 Jul 2024
-
domestic warranty shop limited (no longer appointed)
FRN 914021 · Appointed 24 Sep 2019 · Until 3 Jan 2025
-
Property Let Risk Solutions Limited (no longer appointed)
FRN 911873 · Appointed 1 Aug 2019 · Until 29 Feb 2020
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.