ES Risks Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
E S Risks GroupAmerica House2 America SquareLondonCity Of LondonEC3N 2LUUNITED KINGDOM- Phone
- +4402079775200
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Complaints Contact
E S Risks GroupAmerica House2 America SquareLondonCity Of LondonEC3N 2LUUNITED KINGDOM- Phone
- +4402079775215
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Punnilath Abdul Akif Aziz
IRN PXA00225
- CF1 Director (AR) (20 Feb 2023 to 21 Mar 2024)
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Richard Mark Featherstone
IRN RXF00148
- CF1 Director (AR) (since 16 May 2025)
- CF30 Customer (7 Jul 2021 to 4 Jul 2022)
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Robert Paul Barron
IRN RXB00647
- CF1 Director (AR) (30 May 2022 to 6 Aug 2024)
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Robert Paul Munden
IRN RPM01134
- CF3 Chief Executive (AR) (28 Jul 2022 to 4 Sep 2024)
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Robin Phillip Ward
IRN RXW00134
- CF1 Director (AR) (26 Jan 2021 to 3 May 2022)
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Roderick McKenzie Smith
IRN RMS01155
- CF1 Director (AR) (23 Dec 2021 to 1 Oct 2024)
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Rowland Anthony Edwards
IRN RAE01069
- CF1 Director (AR) (9 Mar 2022 to 7 Mar 2024)
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Rupert John Taylor
IRN RJT01194
- CF1 Director (AR) (11 Mar 2016 to 28 Mar 2017)
- CF3 Chief Executive (AR) (11 Mar 2016 to 28 Mar 2017)
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STEPHEN JEREMY DUTTON
IRN SJD01328
- CF1 Director (AR) (26 Nov 2016 to 20 Jul 2018)
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Simon Andrew Gough
IRN SXG00674
- CF1 Director (AR) (since 26 Jun 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Vivo Lifestyle Services Limited (no longer appointed)
FRN 977441 · Appointed 15 Jun 2022 · Until 3 May 2023
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TCR Risk Solutions Limited (no longer appointed)
FRN 976397 · Appointed 25 May 2022 · Until 7 Aug 2024
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Excessweather No 2 Limited (no longer appointed)
FRN 667434 · Appointed 6 Apr 2022 · Until 19 Sep 2023
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Patient Advocate Consultancy Services Ltd (no longer appointed)
FRN 691865 · Appointed 17 Mar 2022 · Until 16 Jul 2025
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Victis Corporation Limited (no longer appointed)
FRN 959844 · Appointed 7 Oct 2021 · Until 10 Oct 2024
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Affinity Bond Company Limited (no longer appointed)
FRN 951392 · Appointed 20 May 2021 · Until 10 Oct 2024
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.