ES Risks Limited

• Principal Place of Business

  E S Risks Group

  America House

  2 America Square

  London

  City Of London

  EC3N 2LU

  UNITED KINGDOM

  Phone

  +4402079775200

  Web

  https://www.esrisks.com

• Complaints Contact

  E S Risks Group

  America House

  2 America Square

  London

  City Of London

  EC3N 2LU

  UNITED KINGDOM

  Phone

  +4402079775215

• P2P Lending Advice

  For Commercial, Professional, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

• Julie Ellen Penticost

  IRN JXP00442

  • CF1 Director (AR) (19 Jul 2021 to 9 Sep 2021)
• Keith Robin Harrison

  IRN KRH01049

  • CF1 Director (AR) (22 Jul 2022 to 28 Aug 2024)
• Laura Houstoun

  IRN LXH01567

  • CF1 Director (AR) (21 Jul 2015 to 26 Jul 2016)
• Lee Royle

  IRN LXR25691

  • CF1 Director (AR) (since 3 Apr 2020)
• Liam David Mcpeake

  IRN LXM00889

  • CF1 Director (AR) (since 10 Feb 2026)
• MARTIN KENNETH GROVE

  IRN MKG01019

  • CF1 Director (AR) (17 Jun 2015 to 12 Jan 2023)
• Mark William Leathern

  IRN MWL01055

  • CF1 Director (AR) (10 Jul 2015 to 1 Mar 2018)
• Martin Paul Jackson

  IRN MPJ01056

  • CF1 Director (AR) (15 Oct 2015 to 2 Oct 2017)
• Martin Peter Baker

  IRN MXB00519

  • [FCA CF] Significant management (9 Dec 2020 to 23 Jan 2023)
  • [FCA CF] CASS oversight function (9 Dec 2020 to 23 Jan 2023)
• Michael Brendan Perry

  IRN MBP01045

  • CF1 Director (AR) (28 Jun 2017 to 20 Jul 2018)

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