ES Risks Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
E S Risks GroupAmerica House2 America SquareLondonCity Of LondonEC3N 2LUUNITED KINGDOM- Phone
- +4402079775200
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Complaints Contact
E S Risks GroupAmerica House2 America SquareLondonCity Of LondonEC3N 2LUUNITED KINGDOM- Phone
- +4402079775215
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Giles Alistair White
IRN GAW01054
- CF1 Director (AR) (since 6 Sep 2024)
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Henrik Oliver Webster
IRN HXW26556
- CF1 Director (AR) (6 Jan 2020 to 28 Jun 2024)
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Jack Arthur Danahar
IRN JXD00466
- CF1 Director (AR) (6 Nov 2021 to 17 Feb 2022)
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James Paul Barnes
IRN JXB01032
- CF1 Director (AR) (17 May 2023 to 27 Sep 2024)
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James Richard Potter
IRN JRP01184
- CF1 Director (AR) (9 May 2014 to 30 Oct 2015)
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Jeroen Sebastiaan Goldman
IRN JXG00605
- CF1 Director (AR) (9 Feb 2023 to 11 Aug 2023)
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John Dominic Mitchell
IRN JDM01216
- CF1 Director (AR) (7 Jun 2024 to 28 Aug 2024)
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John Ronald Warwick
IRN JRW01076
- CF1 Director (AR) (16 May 2022 to 13 Sep 2023)
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Jonathan Ronald Layton
IRN JRL01142
- CF1 Director (AR) (6 Jan 2020 to 29 Nov 2023)
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Jonathon George Lane
IRN JXL07009
- CF1 Director (AR) (since 15 Mar 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Vivo Lifestyle Services Limited (no longer appointed)
FRN 977441 · Appointed 15 Jun 2022 · Until 3 May 2023
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TCR Risk Solutions Limited (no longer appointed)
FRN 976397 · Appointed 25 May 2022 · Until 7 Aug 2024
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Excessweather No 2 Limited (no longer appointed)
FRN 667434 · Appointed 6 Apr 2022 · Until 19 Sep 2023
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Patient Advocate Consultancy Services Ltd (no longer appointed)
FRN 691865 · Appointed 17 Mar 2022 · Until 16 Jul 2025
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Victis Corporation Limited (no longer appointed)
FRN 959844 · Appointed 7 Oct 2021 · Until 10 Oct 2024
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Affinity Bond Company Limited (no longer appointed)
FRN 951392 · Appointed 20 May 2021 · Until 10 Oct 2024
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.