ES Risks Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
E S Risks GroupAmerica House2 America SquareLondonCity Of LondonEC3N 2LUUNITED KINGDOM- Phone
- +4402079775200
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Complaints Contact
E S Risks GroupAmerica House2 America SquareLondonCity Of LondonEC3N 2LUUNITED KINGDOM- Phone
- +4402079775215
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Chukwudi Egbuonu
IRN CXE01241
- CF1 Director (AR) (9 May 2016 to 2 Jan 2025)
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Clifford Browne
IRN CDB01155
- CF1 Director (AR) (26 Jun 2014 to 19 Jul 2015)
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Colin Garfield Mayor
IRN CGM01093
- CF1 Director (AR) (9 Apr 2015 to 6 Jul 2015)
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Colin Hopper
IRN CXH00214
- CF1 Director (AR) (13 Jun 2022 to 27 Apr 2023)
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Daniel Jose Carlos Rainey
IRN DJR01337
- CF1 Director (AR) (20 Apr 2016 to 8 Nov 2016)
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Daniel Reuban Young
IRN DXY33468
- CF1 Director (AR) (5 Mar 2020 to 2 Jan 2025)
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David Boom
IRN DXB02826
- CF1 Director (AR) (13 Jun 2018 to 16 Sep 2019)
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David John Seddon
IRN DXS00385
- CF1 Director (AR) (since 24 Jul 2025)
- SMF3 Executive Director (since 22 Feb 2023)
- [FCA CF] Significant management (since 9 Dec 2020)
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David Leathem
IRN DXL01319
- CF1 Director (AR) (since 20 Jul 2017)
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Debbie Sue Raven
IRN DSR01086
- CF1 Director (AR) (since 29 Nov 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Vivo Lifestyle Services Limited (no longer appointed)
FRN 977441 · Appointed 15 Jun 2022 · Until 3 May 2023
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TCR Risk Solutions Limited (no longer appointed)
FRN 976397 · Appointed 25 May 2022 · Until 7 Aug 2024
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Excessweather No 2 Limited (no longer appointed)
FRN 667434 · Appointed 6 Apr 2022 · Until 19 Sep 2023
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Patient Advocate Consultancy Services Ltd (no longer appointed)
FRN 691865 · Appointed 17 Mar 2022 · Until 16 Jul 2025
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Victis Corporation Limited (no longer appointed)
FRN 959844 · Appointed 7 Oct 2021 · Until 10 Oct 2024
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Affinity Bond Company Limited (no longer appointed)
FRN 951392 · Appointed 20 May 2021 · Until 10 Oct 2024
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.