ES Risks Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
E S Risks GroupAmerica House2 America SquareLondonCity Of LondonEC3N 2LUUNITED KINGDOM- Phone
- +4402079775200
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Complaints Contact
E S Risks GroupAmerica House2 America SquareLondonCity Of LondonEC3N 2LUUNITED KINGDOM- Phone
- +4402079775215
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Giles Alistair White
IRN GAW01054
- CF1 Director (AR) (since 6 Sep 2024)
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Henrik Oliver Webster
IRN HXW26556
- CF1 Director (AR) (6 Jan 2020 to 28 Jun 2024)
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Jack Arthur Danahar
IRN JXD00466
- CF1 Director (AR) (6 Nov 2021 to 17 Feb 2022)
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James Paul Barnes
IRN JXB01032
- CF1 Director (AR) (17 May 2023 to 27 Sep 2024)
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James Richard Potter
IRN JRP01184
- CF1 Director (AR) (9 May 2014 to 30 Oct 2015)
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Jeroen Sebastiaan Goldman
IRN JXG00605
- CF1 Director (AR) (9 Feb 2023 to 11 Aug 2023)
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John Dominic Mitchell
IRN JDM01216
- CF1 Director (AR) (7 Jun 2024 to 28 Aug 2024)
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John Ronald Warwick
IRN JRW01076
- CF1 Director (AR) (16 May 2022 to 13 Sep 2023)
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Jonathan Ronald Layton
IRN JRL01142
- CF1 Director (AR) (6 Jan 2020 to 29 Nov 2023)
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Jonathon George Lane
IRN JXL07009
- CF1 Director (AR) (since 15 Mar 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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RoyleMac10 Limited
FRN 748728 · Appointed 21 Sep 2017
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London and Overseas Brokers Limited
FRN 739880 · Appointed 10 Mar 2016
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International Construction Warranties Limited
FRN 707103 · Appointed 17 Jun 2015
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Bridge Facilities Limited
FRN 669600 · Appointed 3 Feb 2015
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Surety & Guarantee Services Limited (no longer appointed)
FRN 767539 · Appointed 7 Jun 2024 · Until 3 Sep 2024
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Vivo Lifestyle Services Limited (no longer appointed)
FRN 977441 · Appointed 3 Dec 2023 · Until 26 Feb 2025
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.