ES Risks Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Professional, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

Senior staff personally approved by the FCA to hold their roles here.

Giles Alistair White
IRN GAW01054
- CF1 Director (AR) (since 6 Sep 2024)
Henrik Oliver Webster
IRN HXW26556
- CF1 Director (AR) (6 Jan 2020 to 28 Jun 2024)
Jack Arthur Danahar
IRN JXD00466
- CF1 Director (AR) (6 Nov 2021 to 17 Feb 2022)
James Paul Barnes
IRN JXB01032
- CF1 Director (AR) (17 May 2023 to 27 Sep 2024)
James Richard Potter
IRN JRP01184
- CF1 Director (AR) (9 May 2014 to 30 Oct 2015)
Jeroen Sebastiaan Goldman
IRN JXG00605
- CF1 Director (AR) (9 Feb 2023 to 11 Aug 2023)
John Dominic Mitchell
IRN JDM01216
- CF1 Director (AR) (7 Jun 2024 to 28 Aug 2024)
John Ronald Warwick
IRN JRW01076
- CF1 Director (AR) (16 May 2022 to 13 Sep 2023)
Jonathan Ronald Layton
IRN JRL01142
- CF1 Director (AR) (6 Jan 2020 to 29 Nov 2023)
Jonathon George Lane
IRN JXL07009
- CF1 Director (AR) (since 15 Mar 2021)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.