ES Risks Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Professional, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

Senior staff personally approved by the FCA to hold their roles here.

Michael Christopher Davies
IRN MXD00533
- CF1 Director (AR) (since 8 Sep 2022)
Michael Godfrey Inns
IRN MGI01003
- CF1 Director (AR) (31 May 2017 to 8 Oct 2021)
Michael Kieran McQuade
IRN MKM01068
- CF1 Director (AR) (since 7 Oct 2017)
Michael Terence Brown
IRN MTB01041
- CF1 Director (AR) (19 Dec 2016 to 20 Jul 2018)
Michelle Neville
IRN MXN01479
- CF1 Director (AR) (29 Jun 2017 to 22 Mar 2018)
Nathan Samuel Cuervo Atkin
IRN NXC33479
- CF1 Director (AR) (6 Mar 2020 to 28 Aug 2024)
Neil James Huzinga
IRN NJH01153
- CF1 Director (AR) (3 Dec 2023 to 21 Feb 2025)
Neil Russell Hitchcock
IRN NRH01070
- CF3 Chief Executive (AR) (since 15 Dec 2016)
- CF1 Director (AR) (since 15 Dec 2016)
Nina Alice Boucher
IRN NXB00364
- CF1 Director (AR) (7 Jul 2022 to 9 Apr 2024)
Oliver Maughan
IRN OXM08673
- CF1 Director (AR) (24 Nov 2018 to 22 Feb 2022)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.