ES Risks Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Professional, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

Senior staff personally approved by the FCA to hold their roles here.

Aaron Andrew McCarten
IRN AAM01261
- CF1 Director (AR) (since 23 Jul 2018)
Adam James Richard Phillips
IRN AXP01039
- CF1 Director (AR) (since 26 Feb 2025)
Adam John David Massingham
IRN AJM01624
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (5 Jun 2013 to 8 Dec 2019)
Adrian James Bussell
IRN AJB01690
- CF1 Director (AR) (since 10 Dec 2018)
Alan David Clarke
IRN ADC01169
- CF2 Non Executive Director (7 Feb 2012 to 31 Mar 2013)
Alexander David Henry Acaster
IRN AXA00570
- CF1 Director (AR) (17 Mar 2022 to 14 Jun 2023)
Andrew Christopher Kennedy Davis
IRN ACD01152
- CF1 Director (AR) (since 5 Jan 2017)
Andrew Edmund Christian Briant
IRN AEB01078
- CF1 Director (AR) (since 3 Jan 2025)
Andrew Kevin Long
IRN AKL01041
- CF1 Director (AR) (22 Mar 2017 to 28 Feb 2020)
Andrew Mark Spratt
IRN AXS00779
- CF1 Director (AR) (since 7 Jul 2021)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.