ES Risks Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Professional, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

Senior staff personally approved by the FCA to hold their roles here.

Chukwudi Egbuonu
IRN CXE01241
- CF1 Director (AR) (9 May 2016 to 2 Jan 2025)
Clifford Browne
IRN CDB01155
- CF1 Director (AR) (26 Jun 2014 to 19 Jul 2015)
Colin Garfield Mayor
IRN CGM01093
- CF1 Director (AR) (9 Apr 2015 to 6 Jul 2015)
Colin Hopper
IRN CXH00214
- CF1 Director (AR) (13 Jun 2022 to 27 Apr 2023)
Daniel Jose Carlos Rainey
IRN DJR01337
- CF1 Director (AR) (20 Apr 2016 to 8 Nov 2016)
Daniel Reuban Young
IRN DXY33468
- CF1 Director (AR) (5 Mar 2020 to 2 Jan 2025)
David Boom
IRN DXB02826
- CF1 Director (AR) (13 Jun 2018 to 16 Sep 2019)
David John Seddon
IRN DXS00385
- CF1 Director (AR) (since 24 Jul 2025)
- SMF3 Executive Director (since 22 Feb 2023)
- [FCA CF] Significant management (since 9 Dec 2020)
David Leathem
IRN DXL01319
- CF1 Director (AR) (since 20 Jul 2017)
Debbie Sue Raven
IRN DSR01086
- CF1 Director (AR) (since 29 Nov 2016)

Smaller firms operating under this firm's FCA authorisation.

Prominence Support Limited (no longer appointed)
FRN 670706 · Appointed 9 Feb 2015 · Until 3 Jan 2025
Euna Underwriting Limited (no longer appointed)
FRN 655006 · Appointed 20 Nov 2014 · Until 10 Sep 2024
Brokeraide Limited (no longer appointed)
FRN 653645 · Appointed 11 Nov 2014 · Until 1 Oct 2018
Oliva Underwriting and Risk Management Limited (no longer appointed)
FRN 575135 · Appointed 1 Jun 2014 · Until 17 Jul 2015
Boleyn Underwriting Limited (no longer appointed)
FRN 606314 · Appointed 21 Aug 2013 · Until 9 Jul 2015
SUS Solutions Limited (no longer appointed)
FRN 603532 · Appointed 1 Jul 2013 · Until 8 Dec 2015
Northshore Risk Solutions Ltd (no longer appointed)
FRN 600312 · Appointed 29 Apr 2013 · Until 29 Jan 2016
Xeyes Capital Ltd (no longer appointed)
FRN 598151 · Appointed 27 Mar 2013 · Until 2 Dec 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.