ES Risks Limited

• Principal Place of Business

  E S Risks Group

  America House

  2 America Square

  London

  City Of London

  EC3N 2LU

  UNITED KINGDOM

  Phone

  +4402079775200

  Web

  https://www.esrisks.com

• Complaints Contact

  E S Risks Group

  America House

  2 America Square

  London

  City Of London

  EC3N 2LU

  UNITED KINGDOM

  Phone

  +4402079775215

• P2P Lending Advice

  For Commercial, Professional, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

• Simon James Long

  IRN SJL01335

  • CF1 Director (AR) (26 Jan 2017 to 28 Mar 2017)
• Simon Maxwell James Hargreaves

  IRN SMH01091

  • CF1 Director (AR) (since 7 Jul 2022)
• Simon Roy Kates

  IRN SXK88438

  • CF1 Director (AR) (since 24 Jul 2020)
• Stephen David Bottley

  IRN SDB01139

  • CF1 Director (AR) (23 Aug 2017 to 11 May 2018)
• Stephen James Smith

  IRN SJS01354

  • CF1 Director (AR) (26 Jan 2017 to 25 Mar 2019)
• Stephen James Taylor

  IRN SXT00660

  • CF1 Director (AR) (since 2 May 2024)
• Stuart Allan Thomas

  IRN SXT00434

  • CF1 Director (AR) (since 12 Jul 2022)
• Stuart Paul Rootham

  IRN SPR01062

  • Director of firm who is not a certification employee or a SMF manager (28 Nov 2023 to 2 Jan 2025)
  • SMF3 Executive Director (2 Feb 2023 to 28 Nov 2023)
• Thomas James Purslove Barker

  IRN TJB01222

  • CF1 Director (AR) (22 Dec 2022 to 17 Dec 2024)
• Thomas Nimmo

  IRN TXN01302

  • CF1 Director (AR) (24 Oct 2016 to 16 Sep 2019)

• Prominence Support Limited (no longer appointed)

  FRN 670706 · Appointed 9 Feb 2015 · Until 3 Jan 2025

• Euna Underwriting Limited (no longer appointed)

  FRN 655006 · Appointed 20 Nov 2014 · Until 10 Sep 2024

• Brokeraide Limited (no longer appointed)

  FRN 653645 · Appointed 11 Nov 2014 · Until 1 Oct 2018

• Oliva Underwriting and Risk Management Limited (no longer appointed)

  FRN 575135 · Appointed 1 Jun 2014 · Until 17 Jul 2015

• Boleyn Underwriting Limited (no longer appointed)

  FRN 606314 · Appointed 21 Aug 2013 · Until 9 Jul 2015

• SUS Solutions Limited (no longer appointed)

  FRN 603532 · Appointed 1 Jul 2013 · Until 8 Dec 2015

• Northshore Risk Solutions Ltd (no longer appointed)

  FRN 600312 · Appointed 29 Apr 2013 · Until 29 Jan 2016

• Xeyes Capital Ltd (no longer appointed)

  FRN 598151 · Appointed 27 Mar 2013 · Until 2 Dec 2015

No changes recorded yet.