Date authorised
1 April 2013
Companies House
04516776
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Fen Court
    5th Floor
    Fenchurch Avenue
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +442030037000
  • Complaints Contact

    1 Fen Court
    5th Floor
    Fenchurch Avenue
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402030037130

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roy Geoffrey Williams

    IRN RGW01072

    • Director of firm who is not a certification employee or a SMF manager (since 6 Jun 2024)
  • Russell James Benzies

    IRN RJB01175

    • CF1 Director (12 Sep 2008 to 1 Oct 2009)
    • Responsible for Insurance Mediation (12 Sep 2008 to 1 Oct 2009)
    • CF8 Apportionment and Oversight (12 Sep 2008 to 31 Mar 2009)
    • CF3 Chief Executive (12 Sep 2008 to 1 Oct 2009)
  • Sebastian Friese

    IRN SXF01391

    • CF2 Non Executive Director (4 Jul 2008 to 28 Aug 2013)
  • Slavomira Smith

    IRN SXS04921

    • SMF16 Compliance Oversight (since 2 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 May 2025)
  • Stephen Mark Cole

    IRN SMC01186

    • CF29 Significant management (1 Nov 2007 to 11 Nov 2011)
    • CF17 Significant Mgt (Other Business Operations) (1 Nov 2005 to 31 Oct 2007)
  • Suzanne Kathleen Mason (nee Kearney)

    IRN SXM24044

    • SMF1 Chief Executive (24 Mar 2023 to 15 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2023)
  • Timothy Baker

    IRN TXB01849

    • SMF3 Executive Director (since 15 Nov 2024)
    • Responsible for Insurance Distribution (since 15 Nov 2024)
  • Timur Coskun

    IRN TXC01161

    • Director of firm who is not a certification employee or a SMF manager (since 20 Mar 2026)
  • Tobias Oliver Klostermann

    IRN TXK00307

    • Director of firm who is not a certification employee or a SMF manager (since 2 Jun 2025)
  • Ute Maria Apel

    IRN UXA00050

    • Director of firm who is not a certification employee or a SMF manager (9 May 2024 to 1 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.