Date authorised
1 April 2013
Companies House
04516776
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Fen Court
    5th Floor
    Fenchurch Avenue
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +442030037000
  • Complaints Contact

    1 Fen Court
    5th Floor
    Fenchurch Avenue
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402030037130

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ANDREW HEDGER

    IRN AXH01923

    • CF1 Director (1 Apr 2008 to 1 Sep 2010)
  • Alan George Durling

    IRN AGD01067

    • Responsible for Insurance Mediation (1 Nov 2009 to 6 Jun 2014)
    • CF1 Director (1 Nov 2009 to 6 Jun 2014)
    • CF3 Chief Executive (1 Nov 2009 to 6 Jun 2014)
  • Anne Patricia Slaughter

    IRN APS01139

    • CF29 Significant management (1 Nov 2007 to 18 May 2009)
    • CF17 Significant Mgt (Other Business Operations) (1 Nov 2005 to 31 Oct 2007)
  • Arthur Hoffmann

    IRN AXH02429

    • SMF9 Chair of the Governing Body (since 30 Nov 2025)
    • SMF1 Chief Executive (since 12 Jul 2024)
    • Director of firm who is not a certification employee or a SMF manager (8 Sep 2023 to 12 Jul 2024)
  • Deepa Kaushal

    IRN DXK00481

    • [FCA CF] Significant management (since 9 Sep 2025)
  • Dirk Niemann

    IRN DXN01163

    • SMF9 Chair of the Governing Body (4 Sep 2023 to 30 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Sep 2025)
    • CF1 Director (12 Aug 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 Aug 2014 to 30 Sep 2018)
    • CF2 Non Executive Director (1 Nov 2005 to 12 Aug 2014)
  • Gary John Moulder

    IRN GXM00666

    • [FCA CF] Significant management (9 Oct 2023 to 27 Mar 2025)
  • Giuseppina Albo

    IRN GXA01210

    • CF2 Non Executive Director (1 Nov 2005 to 1 Jan 2008)
  • James Munn

    IRN JXM04235

    • [FCA CF] Significant management (since 19 Mar 2025)
  • Janet Claire Bull

    IRN JXB00679

    • [FCA CF] Significant management (1 Jan 2021 to 30 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

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