ERG (Scotland) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Credit Brokering
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- · This permission is limited to credit broking as a supplier of goods or services (other than credit broking services) carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.

Senior staff personally approved by the FCA to hold their roles here.

Alexander Murdo MacPhail
IRN AXM27619
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
Ashley Dickinson
IRN AXD27618
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
Elizabeth Joy
IRN EXJ27689
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
Greer Helen Joy
IRN GHJ01020
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF1 Director (7 Sep 2016 to 8 Dec 2019)
Ian David Joy
IRN IDJ01018
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF1 Director (7 Sep 2016 to 8 Dec 2019)
Peter Cunningham Swanson
IRN PCS01107
- CF2 Non Executive Director (7 Sep 2016 to 8 Dec 2019)
William Royan
IRN WXR27688
- [FCA CF] Manager of certification employee (since 9 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.