Equity Spark Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Abdul Kabir Walker
IRN KXW01505
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Jun 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 5 Jun 2023)
- SMF3 Executive Director (9 Dec 2019 to 5 Jun 2023)
- CF1 Director (1 Sep 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Sep 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Sep 2015 to 8 Dec 2019)
Andrew Stanes Rand
IRN ASR01063
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (23 Nov 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (23 Nov 2015 to 8 Dec 2019)
- CF1 Director (23 Nov 2015 to 8 Dec 2019)
Philip Joseph Reid
IRN PJR01244
- SMF3 Executive Director (since 31 Oct 2025)
Simon Farrell
IRN SXF01644
- SMF3 Executive Director (9 Dec 2019 to 5 Jun 2023)
- CF1 Director (1 Sep 2015 to 8 Dec 2019)
Simon Strojan
IRN SXS03432
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF1 Director (1 Sep 2015 to 8 Dec 2019)
- CF3 Chief Executive (1 Sep 2015 to 8 Dec 2019)
- CF30 Customer (1 Sep 2015 to 8 Dec 2019)
Wendy Madeleine Mayall
IRN WMM01039
- SMF9 Chair of the Governing Body (since 1 Aug 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.