Date authorised
1 April 2013
Companies House
02599020
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Cheapside
    London
    EC2V 6EE
    UNITED KINGDOM
    Phone
    +4402070652690
  • Complaints Contact

    80 Cheapside
    London
    EC2V 6EE
    UNITED KINGDOM
    Phone
    +4402070652690

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity
  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Derek Ivor Riches

    IRN DIR01012

    • CF2 Non Executive Director (1 Dec 2001 to 25 Jul 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2005)
  • Edmond Owen William Jackson

    IRN EOJ01001

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF23 Corporate Finance Adviser (22 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (3 May 2006 to 22 Mar 2007)
  • Francesco Gregori

    IRN FXG01018

    • CF4 Partner (AR) (since 18 Jun 2025)
  • Gilbert John Ellacombe

    IRN GJE01018

    • CF30 Customer (16 Nov 2011 to 28 May 2019)
  • Hannah Kathryn Crowe

    IRN HKC01007

    • [FCA CF] Significant management (since 1 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (22 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Mar 2005 to 22 Mar 2007)
  • Heather Anne McIvor

    IRN HAM01016

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF21 Investment Adviser (22 Jan 2007 to 31 Oct 2007)
  • James Paul Starr Elston

    IRN JPE01035

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF21 Investment Adviser (22 Sep 2004 to 31 Oct 2007)
  • Jennifer Mary Adams

    IRN JMA01147

    • CF30 Customer (1 Nov 2007 to 8 Oct 2008)
    • CF23 Corporate Finance Adviser (20 Jun 2007 to 31 Oct 2007)
  • John Anthony Christian Walter

    IRN JAW01169

    • CF30 Customer (1 Nov 2007 to 4 Oct 2010)
    • CF23 Corporate Finance Adviser (26 Jul 2007 to 31 Oct 2007)
  • John Anthony Leslie Borgars

    IRN JAB01225

    • CF30 Customer (1 Nov 2007 to 6 Oct 2010)
    • CF23 Corporate Finance Adviser (22 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.