Date authorised
1 April 2013
Companies House
07067241
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52-56 Leadenhall Street
    London
    EC3A 2EB
    UNITED KINGDOM
    Phone
    +4402030115700
  • Complaints Contact

    52-56 Leadenhall Street
    London
    EC3A 2EB
    UNITED KINGDOM
    Phone
    +4402030115700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Robert Lewers

    IRN ARL01089

    • CF2 Non Executive Director (1 Jun 2012 to 30 Jun 2017)
  • Alexandra Daria Vera Paton

    IRN ADP01127

    • CF1 Director (7 Feb 2012 to 30 Apr 2017)
    • CF29 Significant management (1 Oct 2010 to 7 Feb 2012)
  • Antje Seiffert-Murphy

    IRN AXS14991

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • CF1 Director (16 Jul 2019 to 8 Dec 2019)
  • Charles Beresford Penruddocke

    IRN CBP01032

    • SMF9 Chair of the Governing Body (15 Feb 2020 to 31 Dec 2023)
    • SMF3 Executive Director (15 Feb 2020 to 15 Feb 2020)
    • CF1 Director (27 Nov 2017 to 8 Dec 2019)
  • Colin Thompson

    IRN CXT01359

    • SMF3 Executive Director (9 Dec 2019 to 21 Aug 2024)
    • CF1 Director (5 Sep 2017 to 8 Dec 2019)
  • Elliot John Dunseath

    IRN EJD01058

    • [FCA CF] Significant management (29 Mar 2022 to 6 Jul 2023)
  • Frederikus Masteling

    IRN FXM01762

    • Responsible for Insurance Distribution (15 Mar 2022 to 28 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 28 Oct 2024)
    • CF1 Director (5 Sep 2017 to 8 Dec 2019)
  • Ian Kenneth Selby

    IRN IXS00196

    • SMF3 Executive Director (since 26 Jul 2022)
  • Karen Anne Morris

    IRN KAM01214

    • CF2 Non Executive Director (20 Aug 2018 to 8 Dec 2019)
  • Katarzyna Maria Weronika Sliwinska

    IRN KMS01027

    • CF2 Non Executive Director (1 Oct 2010 to 25 Oct 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.